Compliance-ready training videos that drive 85% knowledge retention for financial services teams. From SEC/FINRA compliance and AML/KYC procedures to advisor onboarding and product knowledge, we produce LMS-ready content that keeps your team certified, audit-proof, and performing at the highest standard.
SEC, FINRA, and state regulators require annual compliance training for every registered representative and advisor. Text-heavy slide decks and monotone webinars achieve only 25% retention, leaving firms exposed to violations, fines, and audit failures that can cost millions.
Financial advisors need to master complex product suites, compliance protocols, CRM systems, and client relationship processes before they can produce revenue. Without structured video training, new hires spend months shadowing senior advisors, delaying their time to productivity and straining experienced staff.
New fund launches, insurance product changes, fee schedule updates, and regulatory amendments happen quarterly. By the time in-person training sessions are scheduled and delivered across branches, the information is already outdated, leaving advisors selling with incomplete knowledge.
We identify your highest-impact training needs by role, department, and regulatory requirement. We map existing content gaps and prioritize videos by urgency, audience size, and compliance deadlines from SEC, FINRA, and state regulators.
Our team writes financially accurate scripts reviewed by your compliance officers and subject matter experts. We design storyboards that break complex regulations and product features into clear, scenario-based visual sequences with built-in assessment checkpoints.
We film on-site or in our studio using realistic financial scenarios and compliant protocols. Professional narration, data visualizations, and motion graphics bring regulations, products, and procedures to life without putting viewers to sleep.
We deliver SCORM-compliant files that integrate directly into Docebo, Cornerstone OnDemand, SumTotal, or your custom LMS. Built-in assessments, completion tracking, and certification workflows ensure every team member is trained and audit-documented.
Replaced live compliance training across 12 branch offices with video-based modules. Advisor onboarding time dropped from 14 weeks to 8 weeks while knowledge retention scores increased from 58% to 85% on regulatory assessments.
Produced 24 product knowledge and compliance training videos covering new annuity products, suitability requirements, and anti-money laundering procedures. Eliminated quarterly in-person training sessions, saving $145K annually while achieving the highest compliance audit scores in the firm's history.
Created 20 training videos for loan officers covering KYC verification, fair lending practices, and cybersecurity protocols. Mobile-friendly format allowed distributed teams to complete training on their own schedules while maintaining full audit documentation.
Comprehensive onboarding videos covering firm policies, CRM systems, client intake workflows, product suites, and compliance protocols. Get new financial advisors and registered representatives productive in half the time.
Annual compliance training covering Regulation Best Interest, suitability obligations, insider trading policies, books and records requirements, and supervision procedures. Built-in assessments document comprehension for regulatory exams.
Anti-money laundering and Know Your Customer training with scenario-based modules covering suspicious activity reporting, customer due diligence, enhanced due diligence for high-risk clients, and sanctions screening procedures.
Training videos for new fund launches, insurance products, annuity features, lending programs, and fee schedule changes. Interactive modules that test advisor understanding of product suitability, risk factors, and client positioning.
Training videos for data protection, phishing awareness, code of ethics, conflicts of interest, and information barriers. Scenario-based modules that address the unique cybersecurity threats facing financial institutions and client data.
SCORM-compliant delivery for Docebo, Cornerstone OnDemand, SumTotal, and custom LMS platforms. Progress tracking, assessment scoring, completion certificates, and compliance reporting built into every video module for audit readiness.
3 videos, 2-4 weeks
6 videos + $449 setup
12 videos + $799 setup
Get a free consultation. We will assess your training needs, compliance requirements, and LMS setup to recommend the right video training program for your organization.